Examples of issuer in the following topics:
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- That is, it grants option-like features to the holder or the issuer.
- Technically speaking, the bonds are not really bought and held by the issuer.
- Most callable bonds allow the issuer to repay the bond at par.
- These have very strict covenants, restricting the issuer in its operations.
- The issuer will be incentivized to call the bonds it originally issued.
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- The SEC prescribes the relevant forms on which an issuer's securities must be registered.
- An issuer must prepare an extensive statement describing the securities to be offered and detailing the nature of the issuer's business.
- Any offering of the securities by the issuer or underwriter must thereafter be accompanied by the prospectus.
- Often, the issuer requires that a legal opinion be given indicating that the resale complies with the rule.
- The regulation includes two safe harbor provisions: an issuer safe harbor and a resale safe harbor.
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- In finance, a bond is an instrument of indebtedness of the bond issuer to the holders.
- In addition, the issuer might have to repay the principal at a later date, which is termed the maturity.
- Covenants specify the rights of bondholders and the duties of issuers, such as actions that the issuer is obligated to perform or is prohibited from performing.
- A bond is an instrument of indebtedness of the bond issuer to the holders.
- In addition, the issuer might have to repay the principal at a later date, which is termed the maturity.
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- Investment bank underwriters help securities issuers lessen their risk in exchange for a premium.
- For all types of securities, whether offered by companies or the government, there is a risk that the issuer may not be able to have a successful securities offering.
- In essence, the underwriter buys the securities from the issuer and then turns around to sell the securities on the market.
- This means that the issuer gets cash up front.
- The details of the process may vary from deal to deal, but the fundamental job of the underwriter(s) is to take some of the issuer's risk in exchange for a premium.
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- Default risk is the risk that a bond issuer will default on any type of debt by failing to make payments which it is obligated to make.
- Default risk (or credit risk) of a bond refers to the risk that a bond issuer will default on any type of debt by failing to make payments which it is obligated to do.
- For example, a company is unable to repay amounts secured by a fixed or floating charge over the assets of the company, a business or consumer does not pay a trade invoice when due, a business does not pay an employee's earned wages when due, a business or government bond issuer does not make a payment on a coupon or principal payment when due, an insolvent insurance company does not pay a policy obligation, and an insolvent bank won't return funds to a depositor .
- To reduce the bondholders' credit risk, the lender may perform a credit check on the prospective borrower, may require the issuer to take out appropriate insurance, such as mortgage insurance or seek security or guarantees of third parties, besides other possible strategies.
- In general, the higher the risk, the higher will be the interest rate that the issuer will have to pay.
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- A bond is an instrument of indebtedness of the bond issuer to the holders.
- A bond is an instrument of indebtedness of the bond issuer to the holders, as such it is often referred to as a debt instrument.
- A bond is a debt security, under which the issuer owes the holders a debt and, depending on the terms of the bond, is obliged to pay them interest (the coupon) and/or repay the principal at a later date, termed the maturity.
- A bond is a form of loan: the holder of the bond is the lender (creditor), the issuer of the bond is the borrower (debtor), and the coupon is the interest.
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- The threshold between investment-grade and speculative-grade ratings has important market implications for issuers' borrowing costs.
- Until the early 1970s, bond credit ratings agencies were paid for their work by investors who wanted impartial information on the credit worthiness of securities issuers and their particular offerings.
- Starting in the early 1970s, the "Big Three" ratings agencies (S&P, Moody's, and Fitch) began to receive payment for their work by the securities issuers for whom they issued ratings, which led to current charges that these ratings agencies can no longer always be impartial when issuing ratings for securities issuers.
- Securities issuers have been accused of "shopping" for the best ratings from S&P, Moody's, and Fitch, in order to attract investors, until at least one of the agencies delivers favorable ratings.
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- Shelf registration is a type of public offering in which the issuer is allowed to offer several types of securities in a single prospectus.
- Shelf registration or shelf offering is a type of public offering where certain issuers are allowed to offer and sell securities to the public without a separate prospectus for each act of offering.
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- The issuer has to repay the nominal amount on the maturity date.
- As long as all due payments have been made, the issuer has no further obligations to the bond holders after the maturity date.
- However, it is important to note that bonds are sometimes "callable,"which means that the issuer of the debt is able to pay back the principal at any time.
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- Under the Credit Rating Agency Reform Act, an NRSRO may be registered with respect to up to five classes of credit ratings: (1) financial institutions, brokers, or dealers; (2) insurance companies; (3) corporate issuers; (4) issuers of asset-backed securities; and (5) issuers of government securities, municipal securities, or securities issued by a foreign government.
- The threshold between investment-grade and speculative-grade ratings has important market implications for issuers' borrowing costs.