Examples of SEC in the following topics:
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- The Securities and Exchange Commission (SEC), which was created in 1934, is the principal regulator of securities markets in the United States.
- The SEC also oversees trading in stocks and administers rules designed to prevent price manipulation; to that end, brokers and dealers in the over-the-counter market and the stock exchanges must register with the SEC.
- The SEC has five commissioners who are appointed by the president.
- But in general, it is considered a more gentle regulator than the SEC.
- From time to time, an especially aggressive SEC chairman asserts a vigorous role for that commission in regulating futures business.
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- The SEC enforces and regulates security laws, the AICPA dictates the professional conduct of accountants, and the FASB develops GAAP.
- Under the direction of the SEC the Committee on Accounting Procedure was created by the AICPA in 1939.
- The SEC was established by United States President Franklin D.
- Currently, the SEC is
responsible for administering seven major laws that govern the securities industry:
- To achieve its mandate, the SEC enforces the statutory requirement that public companies submit periodic reports.
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- If the integrand contains $x^2-a^2$, let $x = a \sec(\theta)$ and use the identity:
- $\begin{aligned}\int\frac{dx}{{a^2+x^2}} &= \int\frac{a\sec^2(\theta)\,d\theta}{{a^2+a^2\tan^2(\theta)}} \\
&= \int\frac{a\sec^2(\theta)\,d\theta}{{a^2(1+\tan^2(\theta))}} \\
&= \int \frac{a\sec^2(\theta)\,d\theta}{{a^2\sec^2(\theta)}} \\
&= \int \frac{d\theta}{a} \\
&= \frac{\theta}{a}+C \\
&= \frac{1}{a} \arctan \left(\frac{x}{a}\right)+C\end{aligned}$
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- LIFO is facing pressures from both the International Reporting Standards Board in cooperation with the SEC and the U.S.
- On November 15, 2007, the Securities and Exchange Commission (SEC) exempted foreign firms from including reconciliation from International Financial Reporting Standards (IFRS) to U.S.
- GAAP and financial statement requirements (SEC, 2007).
- On June, 18, 2008, the SEC issued a press release stating that the world’s securities regulators are uniting to increase their oversight of international accounting standards.
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- The secant function is the reciprocal of the cosine function, and is abbreviated as $\sec$.
- $\displaystyle{
\begin{aligned}
\sec x &= \frac{1}{\cos x} \\
\sec x &= \frac{\text{hypotenuse}}{\text{adjacent}}
\end{aligned}
}$
- Applying $\displaystyle{\sec x = \frac{1}{\cos x}}$, we can rewrite this as:
- Using this, the value of $\displaystyle{
\sec{\left(\frac{\pi}{3}\right)}}$ can be found:
- Use the unit circle to calculate $\sec t$, $\cot t$, and $\csc t$ at the point $\displaystyle{\left(-\frac{\sqrt{3}}{2}, \frac{1}{2}\right)}$.
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- Simplify the following expression: $5\sin^2 t + \sec^2 t + 5\cos^2 t - 1 - \tan^2 t$
- $5 \sin^2 t + 5 \cos^2 t+ \sec^2 t - 1 - \tan^2 t$
- $5(\sin^2 t + \cos^2 t)+ \sec^2 t - 1 - \tan^2 t$
- Recall that one of the Pythagorean identities states $1 + \tan^2 t = \sec^2 t$.
- This can be rearranged to $\sec^2 x - 1 = \tan^2 x$.
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- Unless they qualify for an exemption, securities offered or sold to the public in the U.S. must be registered by filing a registration statement with the SEC.
- The SEC prescribes the relevant forms on which an issuer's securities must be registered.
- Once this statement is registered with and approved by the SEC, its data and forecasts are placed in a prospectus for potential investors.
- Rule 144, promulgated by the SEC under the 1933 Act, permits, under limited circumstances, the sale of restricted and controlled securities without registration.
- If certain requirements are met, Form 144 must be filed with the SEC.
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- The SEC requires that all registered companies that use LIFO report their LIFO reserves for the start and end of the year.
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- The reporting of these financial statements is regulated by the federal agency, the Securities and Exchange Commission (SEC).
- According to SEC regulations, companies have to file an extensive report (called the 10K) on what happened during the year.
- These reports can be accessed through the SEC's website, www.sec.gov, the company's website, or various financial websites, such as finance.yahoo.com.
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- Securities and Exchange Commission (SEC) that gives a comprehensive summary of a company's performance.
- Historically, a Form 10-K had to be filed with the SEC within 90 days after the end of the company's fiscal year.
- These shortened deadlines were to be phased in over a three-year period; however, in 2004 the SEC postponed the three-year phase-in by one year.
- In December 2005, the SEC created a third category of "large accelerated filers," which are accelerated filers with a public float of over $700 million.
- The SEC requires businesses to file an annual report known as a Form 10-K in order to disclose relevant financial information.